Industry Assessment

Which of the following best describes your primary industry sector?

What percentage of your regulatory compliance requirements are currently being met?

Business Area Coverage

What is the geographical scope of your business operations?

Compliance and Safety

How frequently does your organization conduct comprehensive safety audits?

What percentage of your workforce has completed required safety training?

How often are your emergency response procedures tested and updated?

What is your current status regarding required permits and certifications?

How do you manage hazardous materials handling?

Financial Controls

How frequently are internal financial audits conducted?

What level of financial transaction approval controls exist?

How often are financial compliance reviews performed?

What percentage of your financial processes are documented?

How do you track contractual obligations?

Human Resources

What system is in place for handling workplace complaints?

How frequently are wage and hour compliance audits conducted?

What percentage of employee files are complete and current?

How often is mandatory employee training conducted?

What type of termination review process exists?

Technology Infrastructure

How frequently are cybersecurity assessments conducted?

What percentage of your systems have current security protocols?

How often is your disaster recovery plan tested?

What level of access control is implemented?

How frequently are security patches and updates applied?

Economic Factors

How often do you conduct market risk assessments?

What type of supply chain risk monitoring is in place?

How frequently are vendor assessments conducted?

How do you track market changes?

What type of cost monitoring system is in place?

Government Regulations

How do you track regulatory changes?

What is your current regulatory reporting compliance rate?

Location-Based Risks

What type of natural disaster response plan is in place?

How frequently are facility risk assessments conducted?

What level of business continuity planning exists?

Competition

How do you monitor competitive market position?

What intellectual property protection measures are in place?

How frequently do you assess competitive compliance risks?

What type of market share monitoring exists?